Red Oak Compliance Solutions: Streamlining Advertising Compliance Workflows

Top 10 Regtech Services Companies - 2022

Innovations in RegTech are disrupting the regulatory landscape as they are capable of effectively meeting the evolving demands of compliance within the financial industry. RegTech solutions and services providers are harnessing the power of technological advancements to help financial institutions carry out their regulatory compliance initiatives in a cost-effective and hassle-free manner.

AI and machine learning solutions translate regulatory knowledge into actionable information. Regulatory AI services are gaining prominence in the financial services industry as they can effectively automate repetitive tasks when digitizing compliance rules.

Knowledge graphs are changing the way regulatory compliance is approached by crossing and integrating the data of different sources and making the process smart. With the ability to deliver meaningful insights, a knowledge graph helps financial organizations reduce complexities and risks.

As such, the technological progression in the arena has opened up a universe of new possibilities for RegTech solution and service providers to develop and introduce innovative solutions. This implies that companies looking for competent RegTech solution and service providers are faced with a plethora of options. To make this task easier by assisting CIOs in identifying the right RegTech solution and service providers, Financial Services Review presents to you “Top 10 RegTech Solutions Providers - 2022

A distinguished panel comprising CEOs, CIOs, VCs, Analysts, and the Financial Services Review editorial board has selected the top RegTech solution and service providers. In our selection process, we looked at the company’s offerings, core competency, news/press releases, client testimonials, milestones, and other recognition.

    Top Regtech Services Companies

  • Fusion Risk Management is a leading industry provider of cloud-based operational resilience software, encompassing business continuity and disaster recovery, risk management, information technology and security risk, and crisis and incident management

  • Red Oak Compliance Solutions helps firms meet regulatory requirements and increase ROI. The company specializes in advertising and marketing review software for broker-dealers, asset managers, registered representatives, investment advisors, mutual fund companies, and insurance firms. Red Oak's industry-leading compliance workflow platform minimizes risk, reduces costs, and increases efficiencies in the compliance review process. With a comprehensive suite of SEC 17(a)-4 compliant features, Red Oak's solution is tailored to meet the evolving needs of financial firms, small and large.

  • AML Analytics

    AML Analytics

    AML Analytics is the world leader in the testing and validation of sanction screening and transaction monitoring technologies used by financial institutions in the regulated sector

  • Ascent


    By merging AI-driven technology with human expertise, Ascent’s groundbreaking solutions help regulated industries effectively manage regulatory change and reduce their risk, at a fraction of the time and cost

  • Chainalysis


    Chainalysis is the blockchain data platform. The company provides data, software, services, and research to government agencies, exchanges, financial institutions, and insurance and cybersecurity companies

  • Encompass Corporation

    Encompass Corporation

    Encompass Corporation transforms regulatory compliance and customer onboarding with Know Your Customer (KYC) automation

  • Gocchii


    Gocchii is the world’s only fully automated compliance system designed exclusively for the financial institutions

  • Green Check Verified

    Green Check Verified

    Green Check Verified is the leading provider of cannabis banking solutions and expert advisory services for financial institutions

  • RegAlytics


    RegAlytics covers over 5000 regulators to deliver the most comprehensive, coherent, and customizable regulatory data in the world

  • SmartSearch


    SmartSearch’s latest technology delivers an unrivalled user experience to client firms and 50,000 users, enabling them to comply with the latest AML regulations and fulfil their AML, Customer Due Diligence, and KYC compliance obligations

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